Written by: David Stier, Eric Forni, Katrina Hausfeld, David Solander, Lauren O’Neil

On May 13, 2024, the Securities and Exchange Commission (SEC) and the US Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) 

Continue Reading Treasury’s FinCEN and SEC propose rule requiring investment advisers to develop customer identification programs

Written by: John Gilluly, Era Anagnosti, Brent L. Bernell, Eric Forni, Deborah Meshulam, Larry Nishnick, Andrew Serwin, Sanjay Shirodkar, Amanda Maki, Chelsea Rissmiller, Frances Asbury

On July 26, 2023, the Securities and Exchange

Continue Reading Guest Blog: SEC adopts final rules on cybersecurity risk management, strategy, governance and incident disclosure

Written by:Meghan Carey, Jessica McKinney, Rommy Hage

The Securities and Exchange Commission (SEC) adopted amendments to Form Private Fund (Form PF), the confidential reporting form for certain SEC-registered investment advisers to private

Continue Reading Guest Blog: SEC significantly expands Form PF reporting requirements for private equity fund advisers and large hedge fund advisers

By: Melanie Walker | Deborah R. Meshulam | Jeffrey C. Selman | Sidney Burke

Over the past several months, the United States Securities and Exchange Commission (SEC) has increasingly focused on special purpose acquisition companies
Continue Reading Guest Blog: SEC focus on SPACs – Key takeaways from recent SEC statements and enforcement activity

In March 2019, the SEC adopted a collection of amendments to its rules and forms intended to modernize and simplify disclosure requirements applicable to US public companies. For companies preparing their Form 10-K and proxy
Continue Reading 2020 Proxy Season Hot Topics: Part 1 – Ten tips for implementing SEC rule changes in your upcoming Form 10-K and proxy statement