The US Consumer Financial Protection Bureau (CFPB) and the European Commissioner for Justice and Consumer Protection have issued a joint statement announcing the start of an “informal dialogue” between the two regulators. The statement, issued
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Digital Banking is Booming Across Latin America, Disrupting the Sector and Enhancing Service Delivery
By: Roberto Vianna do R. Barros | Lucas Chimenti Serrano Bernabé
The importance of fintechs – neobanks and digital wallets – across Latin America is rising. Recent research by Bank of America demonstrates that, in…
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For Funds Participating in Commodities Markets: Understanding Pool Operator and Commodity Trading Advisor Registration
By: Claire L. Hall | Deanna R. Reitman | Jeffrey Bourdon
For commodity markets, Q1 2022 was the best quarter in 30 years. Many markets saw a rally following Russia’s invasion of Ukraine as the…
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US: FINRA publishes frequently asked questions related to regulatory relief due to the COVID-19 pandemic
As we noted in an earlier Financial Services Alert, the Financial Industry Regulatory Authority (FINRA) recently advised broker-dealers about increased vulnerability to cybersecurity attacks and how to protect customer and firm data during the…
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Finance and Markets Global Insight – Issue 16, 2019
Welcome to our latest edition of FMGI which picks out some of the issues the industry has been grappling with through the first part of the year. As ever, regulatory change, technology and modernisation of…
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How will digital transformation impact financial services?
Our Digital Transformation in Financial Services paper examines five themes transforming the financial services marketplace: the evolution of disruption; collaboration and investment; the shifting landscape of regulation and technology; payments and cryptocurrencies; and cybersecurity and…
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