By: Claire L. Hall | Deanna R. Reitman | Jeffrey Bourdon 

For commodity markets, Q1 2022 was the best quarter in 30 years. Many markets saw a rally following Russia’s invasion of Ukraine as the
Continue Reading For Funds Participating in Commodities Markets: Understanding Pool Operator and Commodity Trading Advisor Registration

As we noted in an earlier Financial Services Alert, the Financial Industry Regulatory Authority (FINRA) recently advised broker-dealers about increased vulnerability to cybersecurity attacks and how to protect customer and firm data during the
Continue Reading US: FINRA publishes frequently asked questions related to regulatory relief due to the COVID-19 pandemic