The Public Company Accounting Oversight Board (PCAOB) has proposed a new auditing standard: Non-Compliance with Laws and Regulations (NOCLAR). Originally released for public comment on June 6, 2023, the proposed standard aims to enhance the
Continue Reading PCAOB proposes new auditing standard: Action steps for public companies
Increased use and influence of artificial intelligence systems by companies and consumers bring with them new and dynamic oversight, compliance, governance and disclosure challenges.
Watch the recording of our webinar, The Future of AI Law
Continue Reading The future of AI law: webinar playback
By: Christine Daya, Nicholas Klein, Sarah E. Kahn, Karla Cure, Matthew Larson
On October 20, 2022, the US Department of the Treasury released the Committee on Foreign Investment in the United
Continue Reading Guest Blog: New CFIUS Enforcement and Penalty Guidelines signal increased focus on enforcement
In a recent speech, Deputy Attorney General (DAG) Lisa Monaco unveiled the Department of Justice’s top priorities for corporate criminal enforcement. The speech corresponded with the release of a memorandum (which has popularly been dubbed
Continue Reading Aligning your compliance program with the new DOJ guidance on corporate criminal enforcement: 3 takeaways and 4 practical steps
On January 9, 2021, China’s Ministry of Commerce (MOFCOM) issued the Rules on Counteracting Unjustified Extra-territorial Application of Foreign Legislation and Other Measures (the Blocking Rules).[1] The Blocking Rules establish a regulatory framework for
Continue Reading China’s Blocking Rules: New trade-compliance dilemmas for third-country companies
On November 19, 2020, the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (“OCIE”) issued a new risk alert (the “Alert”) providing an overview of “notable compliance issues” observed during examinations of registered
Continue Reading SEC issues risk alert on investment adviser compliance program issues
By: Racardo Caiado Lima | Ana Julia Andrade Vaz de Lima
Campos Mello Advogados in Cooperation with DLA Piper
At this writing, more than 2.5 million people around the world have been infected with COVID-19,
Continue Reading Guest Blog: COVID-19: Using technology to address compliance
By: Nancy Sims | Gail Rodgers
To help stop coronavirus disease 2019 (COVID-19) from spreading, governments around the world have required businesses to close and, where possible, to require their employees to work from home.
Continue Reading Guest Blog: Coronavirus: reopening businesses – compliance risks
To help stop coronavirus disease 2019 (COVID-19) from spreading, governments around the world have required businesses to close and, where possible, to require their employees to work from home. In the wake of this closure,
Continue Reading Coronavirus: reopening businesses – compliance risks
Amid a period of strong economic growth, most compliance professionals say their resources and access to their organization’s governing board are sufficient. So, why has their concern over their own and their CEO’s liability increased
Continue Reading DLA Piper’s 2018 Compliance & Risk Report
