On February 13, 2024, the US Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) announced a Notice of Proposed Rulemaking (NPRM). This would, for the first time, require SEC-Registered Investment Advisers (RIAs) and Exempt
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Guest Blog: Expectations for white collar enforcement under the Biden Administration
By Israel Group on
Posted in Articles
By: Katrina A. Hausfeld | Eric P. Christofferson | Jamie Kurtz
The senior leadership that will be responsible for white collar enforcement under the Biden Administration is starting to crystalize. In January 2021, President Joseph…
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